finra
Associate Principal Analyst, Advertising Regulation
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulation...
Administrative Assistant, Enforcement
The Administrative Assistant (AA) performs a wide range of standard administrative duties. The AA receives guidance, mentoring and training from senio...
Senior Analyst, CRED Application Quality and Business Support
The Senior Analyst in Credentialing, Registration, Education and Disclosure Regulatory (CRED) Application Quality and Business Support assists with th...
Associate Principal Analyst, Corporate Financing
The Associate Principal Analyst in Corporate Financing is responsible for conducting reviews and investigative matters, on all public offering and/or ...
Vendor & Contract Management Principal Analyst
FINRA is the Financial Industry Regulatory Authority—a not-for-profit organization dedicated to investor protection and market integrity. We oversee b...
Lead Software Engineer
Working independently, the Lead Software Engineer owns development of software products and works on improving the overall quality of the product thro...
Director of Technology - Engineering
The Director - Engineering is generally autonomous in their oversight and active management for a Technology program and/or practice area and most oft...
Senior Analyst, Corporate Financing
The Senior Analyst in Corporate Financing is responsible for conducting reviews and investigative matters on all public offering and/or private placem...
Senior Principal Financial Analyst, Corporate Tax
The Senior Principal Financial Analyst, Corporate Tax is responsible for delivering specialized tax analysis, research, and recommendations that suppo...
Senior Systems Administrator/Engineer - Linux
The Senior Systems Administrator/Engineer works under minimal supervision to design, implement, and maintain enterprise Linux infrastructure across on...
Lead Systems Administrator/Engineer - Mac Systems
The Lead Systems Administrator/Engineer for Mac Infrastructure, working independently, will direct staff in the execution of enterprise Apple device m...
Associate Director, State Government Affairs
The Associate Director, State Government Affairs serves as a key point of contact on state securities regulation between FINRA and financial services ...
Associate Principal Content Manager, Qualifications & Exams
FINRA is dedicated to protecting investors and ensuring market integrity. As an independent, not-for-profit organization, we oversee brokerage firms a...
Senior Paralegal, Appellate
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity...
Senior GenAI Backend Platform Developer
The Senior GenAI Backend Platform Developer contributes to the development of robust, scalable GenAI backend software solutions, from cloud infrastruc...
Lead GenAI Backend Platform Software Engineer
The Lead GenAI Backend Platform Software Engineer works independently and develops robust, scalable software solutions across the full stack from clou...
Docket Manager, Office of Hearing Officers
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity...
Vice President and Associate General Counsel - Litigation
The Vice President, Litigation, reporting to the Senior Vice President/Chief Litigation Counsel (SVP), serves as a senior litigation leader responsibl...
Senior Associate, Supplier Management
The Senior Associate, Supplier Management executes and supports enterprise-wide supplier relationships and supplier-related processes under general di...
Associate Director, Product Management - Legal
The Associate Director, Product Management leads a product team (typically 2-3) responsible for a specific product or set of products. This role works...
Director, Product Management - Technology
The Director, Product Management leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of ...
Principal Counsel, Regulatory
The Principal Counsel in Office of General Counsel (OGC), Regulatory Policy renders legal advice and support in connection with the complete life cycl...
FINRA Legal Extern, Enforcement (UNPAID) - FALL 2026 SEMESTER
Legal externs work closely with Enforcement’s attorneys, investigators and management to assist Enforcement in investigating and determining whether F...
Case Administrator Manager, Office of Hearing Officers
The Case Administrator Manager in the Office of Hearing Officers’ (OHO) is responsible for overseeing the daily management of the case administration ...
Lead Workday Developer, Technology
We are seeking an experienced Lead Developer with expertise in Workday Financials to join our team. The ideal candidate will lead the design, developm...
Lead Developer in Test
Financial Industry Regulatory Authority, Inc. seeks a Lead Developer in Test in Philadelphia, PA. Hours: Monday – Friday, 8:00 am to 5:00 pm Summary o...
Lead Software Engineer
Working independently, the Lead Software Engineer owns development of software products and works on improving the overall quality of the product thro...
Director, Product Management - Enterprise & Financial Solutions
The Director, Product Management - Enterprise & Financial Solutions leads a product team (typically 5-10) responsible for a specific product group. Th...
HR Specialist (Workday), People Analytics
The HR Specialist, People Analytics supports workforce reporting and analytics, with responsibility for assisting in Workday reporting development, da...
Lead Software Engineer
Financial Industry Regulatory Authority, Inc. seeks a Lead Software Engineer in Tysons, VA. Hours: Monday – Friday, 8:00 am to 5:00 pm Summary of Duti...
Lead Security Engineer
Financial Industry Regulatory Authority, Inc. seeks a Lead Security Engineer in Rockville, MD. Hours: Monday – Friday, 8:00 am to 5:00 pm Summary of D...
Staff Software Engineer
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the produ...
Lead Product Manager, Legal Technology, OCLO
The Lead Product Manager, Legal Technology, Office of the Chief Legal Officer (OCLO) leads product initiatives to provide innovative, practical, and c...
Lead Identity Access Management (IAM) Engineer/Architect
The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation, develops custom Java-based solutions within Sai...
Associate Director, OCLO Operations
The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations performs a wide variety of operational functions and activities to elev...
Associate Director, Knowledge Management, OCLO
The Associate Director, Knowledge Management, Office of the Chief Legal Officer (OCLO) provides strategic, operational, and technical leadership of an...
Senior Litigation Counsel, Securities Enforcement Adjudication ( Office of Hearing Officers)
The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills t...
Assistant General Counsel, Regulatory
Render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as su...
Assistant General Counsel, Regulatory
Render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as su...
Associate General Counsel, Capital Markets
This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides...