At Third Bridge, our Compliance framework is an integral part of our business and we are looking for a Senior Compliance Associate dedicated to Third Bridge’s Content department to join our Compliance team in New York.
Third Bridge content involves an array of interview formats with industry experts and transcripts of those interactions are made available to our clients through our portal. This is a fast-paced role with a focus on problem solving, attention to detail, stakeholder engagement and results to ensure that our market-leading content is compliant with legislative and regulatory requirements, as well as with our internal policies. As part of the second-line of defense, your judgment directly protects the integrity of our global platform.
Responsibilities
- Lead a team of compliance associates managing team workflows and serving as a primary escalation point
- Ensure team performance, including monitoring work quality, addressing compliance errors or issues, and providing guidance and feedback
- Lead team training and work to continuously improve the hiring and onboarding process for new team members based on business needs.
- Identify and escalate complex compliance issues, with a focus on identifying non-public information or otherwise inappropriate content.
- Serve as a compliance contact for stakeholders to resolve escalations
- Aid in developing internal guidance and external resources with high autonomy.
- Identify operational gaps and lead special projects as and when needed.
- Implement client compliance and engage clients’ compliance teams as and when needed.