We are looking for a proactive and detail-oriented Compliance Assistant Manager to lead compliance operations for our Insurance Brokerage and Financial Aggregator business. This role is responsible for ensuring full adherence to relevant insurance and financial services regulations, maintaining strong communication with the regulator, and driving internal compliance initiatives. The ideal candidate is hands-on, analytical, and capable of managing regulatory reporting, internal controls, and compliance culture building鈥攅ither independently or with a small team.
Regulatory Compliance, Reporting, and Advisory
- Ensure full compliance with laws and regulations applicable to the insurance brokerage industry (OJK, APPARINDO, AFTECH or other relevant bodies).
- Prepare and submit all periodic reports and filings to regulators accurately and on time.
- Monitor changes in regulations and assess their impact on business operations.
- Maintain proper documentation and records for regulatory inspections or audits.
- Advise the business team in the compliance assessment of product enhancements and new initiatives
Compliance Program Development
- Develop and maintain internal policies, SOPs, and checklists to support compliance with regulatory requirements.
- Conduct regular internal compliance reviews and risk assessments to identify potential gaps or non-compliance areas.
- Propose and implement corrective actions or process improvements as needed.
Stakeholder Coordination & Awareness
- Collaborate with the business and operational teams to ensure compliance requirements are embedded into daily processes.
- Serve as the point of contact for compliance inquiries related to the insurance brokerage and financial aggregator business.