The Compliance Analyst supports the Company in ensuring adherence to applicable laws, regulations, internal policies, and governance standards. The role requires a highly analytical, detail-oriented, and autonomous professional capable of operating effectively within a regulated financial services environment. The Compliance Analyst is expected to work closely with internal stakeholders to support the effective implementation of compliance requirements and to promote a strong compliance culture across the organisation.
In this role, you shall be responsible for:
- Handling client on-boarding (Account Opening, AML & KYC);
- Performing due diligence oversight on a number of Institutional, Corporate and Fund Clients;
- Supporting in monitoring and reporting on Compliance and AML within SQFSM;
- Assisting with the preparation of various regulatory filings and returns to competent authorities (MFSA, FIAU, CBM, IRS, IRD, etc.);
- Assisting in the implementation and maintenance of group policies and procedures within SQFSM;
- Assisting with preparing internal reports analysing future new directives, rules & regulation and impact on SQFSM operations and services;
- Assisting with overseeing internal control in compliance with group policies, guidelines and risk management framework;
- Providing support during audits and inspections.