Compliance Specialist

Job Summary:

• Support the Regulatory Compliance group by assisting in audit preparation, audit execution and closure. 

• Responsible for executing weekly and monthly department reports and following up with action owners across the company to insure timely completion of activities. 

• Create weekly/ monthly audit metrics reports and communicate results. 

• Develop and perform audit trending reports. 

• Review audit responses for adequacy of root cause investigation and GDP. 

• Execute change process for Client audit procedures.