We are looking for an experienced Compliance Manager to join our Fund Services (Guernsey) team, to act as the Compliance Officer and MLCO. Your primary responsibility will be to protect the business against fraud and money laundering risk, exposure to terrorist financing and proliferation, and related reputational risk.
- Work closely with the Client Compliance Manager, who acts as MLCO and MLRO to client licensees, to:
- Organise and execute the IQ-EQ Compliance Monitoring Programme;
- Carry out sanctions monitoring / auditing / investigation
- Preparation of quarterly/periodic Board reports
- Identifying and investigating matters that require reporting to Group governance bodies such as the Group Reputational Risk Committee
- Monitoring thematic matters emanating from the GFSC and FIS, and making recommendations to the Board on steps required to address their content
- Ensuring that where required that regulatory developments from the GFSC, FIS and Group are considered and incorporated within the business鈥檚 PPCs
- Co-ordinating announcements to and training of the business in respect of existing and updated PPCs, in conjunction with colleagues in other departments where appropriate
- Lead project teams to manage new regulatory changes or new business activities, as may be required from time to time
- Assist the board in the maintenance and continuous improvement of the firm鈥檚 AML/CTF/CPF Business Risk Assessment and operational risk assessment
- Management of the business to comply with its obligations under the applicable laws, rules, regulations etc
- Act as line manager to members of the funds compliance team.