What youâll do
Our Regulatory Compliance Advisory team services regulated financial institutions, the majority of whom are Capital Market Services Licence holders for fund management activities.
Responsibilities:
Reporting to the team lead, you will take responsibility in fulfilling our clientsâ needs on full spectrum of regulatory compliance advisory work - from immigration services, licensing, set up of initial compliance function to ongoing compliance monitoring, amongst other:
- Manage the overall process throughout a clientâs journey for their MAS licence application
- Set up the compliance function for clients who have successfully applied for MAS licence, including design of compliance manual and monitoring program tailored to the clientâs business circumstances
- Advise clients on ongoing regulatory compliance requirements and be responsible for clientsâ requests for advice and assistance on regulatory compliance related matters
- Conduct work on regulatory compliance review based on MASâ regulatory requirements
- Execute ad-hoc projects which affect our clients/ industry (including study of changes to tax incentives, new legal vehicles for investment vehicles, technology adoption for regulatory compliance etc.)
- Produce write-ups on regulatory updates which affects the fund management industry
- Prepare regulatory reporting based on MASâ risk-based capital requirements
What we offer
- Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
- Wellbeing: additional social benefits such as private health and dental cover, life assurance and etc
- Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
- Maternity and paternity leave, education leave and etc
- Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements.