Officer 2, Operational Compliance Services

Job Summary:

A junior position responsible for handling low to moderate complexity AML/KYC and FATCA matters with moderate supervision. This role independently executes standard compliance activities while developing deeper understanding of regulatory requirements and risk assessment procedures.

Core Responsibilities:

• Execute standard AML/KYC processes

• Perform basic risk assessments

• Maintain regulatory documentation

• Support client communication

• Monitor compliance requirements

• Process FATCA/CRS documentation

• Ensure data accuracy and completeness

Tasks:

• Review KYC documentation for completeness

• Process standard investor onboarding files

• Monitor compliance deadlines

• Validate FATCA classifications

• Verify GIINs against IRS records

• Prepare regulatory reports

• Maintain tracking systems

• Handle routine client queries

• Process periodic reviews

• Document compliance findings

• Follow escalation procedures

• Perform other related duties as assigned for role and business needs