The Compliance & Asset Management Officer provides support to the whole Agama Advisors team and has the following responsibilities:
- Participate to compliance, AML-CFT and internal audit missions for our clients
- Drafting or updating regulatory documentation or compliance policies for management companies/AIFM, investment funds and financial sector professionals
- Assisting in the preparation of periodic regulatory reports
- Participation in the preparation of AML/CFT training materials
- Participation in the firm's client acceptance and monitoring process
- Monitoring name screening alerts on our internal automatic tool
- Carrying out a regulatory watch to be shared internally and with our clients