Client Operations And Due Diligence Analyst

Job description

• Adhere to Risk/Compliance policies and procedures to complete Client Due Diligence (CDD) checks. 
• Ensure accurate completion of documents and collaborate with internal stakeholders when clarification is required.
• Conduct checks via internet search engines and/or with external stakeholders directly when verification is required.
• Review all the information gathered and conduct further clarification as needed.   
• Escalate for the relevant approval(s) in accordance with standard operating procedures should potential issues/red flags be identified.
• Document in detail all the relevant checks done and approvals obtained (if any) in written form.
• Retain and upload all documentation for compliance/audit purposes.
• Record-keeping of all CDD activities completed for tracking and periodic review purposes.
• Conduct periodic Compliance monitoring activities
• Follow-up with internal stakeholders on all necessary information or documents required for periodic review purposes.