Senior It Audit Manager (It Data/Project Management)

Senior It Audit Manager (It Data/Project Management)

San Ramon, CA

Exp 10 -15 yrs

Degree Bach

Relo

Bonus

Job Description

The Inspection Group, as the Bank’s periodic control function (i.e., third line of defense), independently assesses the effectiveness of the permanent control function (i.e., first and second lines of defense) to identify, measure, monitor, and control risks. The Senior IT Audit Manager for Data and Project Management will be primarily responsible for managing the Bank’s Capital Planning and Management (CPM) audit activities as they relate to Program and Project Governance, Data Risk, and Regulatory Reporting. 

In addition to managing the execution of multiple, concurrent and complex integrated and project audits that adhere to heightened regulatory expectations, financial services, COBIT, IIA, COSO standards and the Group’s risk based audit approach and standards; this position will be responsible for completing audit assignments and planning and organizing audit resources to meet the objectives, scope, budget and target dates for those assignments; and also act as a key technical resource for the Group as it pertains to DFAST and CCAR related activities. 

Position Accountabilities 

•Manage and execute multiple, complex technical and integrated audits which consist of planning, evaluating, investigating, reporting, reviewing working papers and supervising. 

•Evaluate the Audit Risk Universe and the annual audit plan and assess the audit skills needed to the evaluate the risk of the entities and perform the audits. 

•Develop key relationships with IT management to continuously monitor IT risk and to ensure audit actives are executed effectively. 

•Assist the IT Audit Director with development of the overall annual audit plan, team goals and provide feedback on the staff's performance and accomplishments. 

•Works with the IT Audit Director and team to continually evolve and improve existing processes. 

•Performs the first level of review of staff’s working papers and ensures that audit activities comply with Inspection Group standards. 

•Reviews audit reports to ensure clear communication of risks and identification of root cause issues and presents well-crafted audit reports to the Director of IT Audit in a timely manner. 

•Maintains effective and professional relationships with the staff, other managers and directors of the audit division and bank management. 

•Directs, mentors, trains and evaluates assigned staff. 

•Performs other duties as assigned. 

Qualifications

Required Education or Equivalent Experience 

•Bachelor’s Degree in Information Technology / Finance Required 

•Master’s/Advanced Degree in Information Technology / Finance Preferred 

Required Experience 

•Years of functional/professional experience: 10 or more years of experience working in an IT Auditing position in the financial industry. 

•Years of supervisory or managerial experience: 5 or years of mangement experience 

•Combination of education and experience (years /description): 15+ Years 

Field of Experience 

•Core Operating Systems 

◦Mainframe (z/OS, CICS, RACF) 

◦UNIX/Linux (z/OS, Solaris, AIX, HP-UX, Redhat) 

◦Windows 

•Relational Database Management Systems (Oracle, SQL-Server) 

•Internet/Security Architectures (IBM WebSphere, Microsoft IIS, MTS & COM/DCOM, PKI, Wireless; Firewalls) 

•Federal Financial Institutions (FFIEC), Payment Card Industry (PCI), ATM, GLBA standards and best practices 

•Integrated and Operational Audit Experience 

•Communicate effectively, clearly, concisely, and accurately using written and verbal communications with all levels of management. 

•Maintains current on industry developments affecting areas of assigned responsibility. 

•Ability to multi-task and meet deadlines. 

•Audit experience in a regulatory environment 

Required Education or Equivalent Experience

Bachelor’s Degree in Information Technology / Finance Required

Master’s/Advanced Degree in Information Technology / Finance Preferred

Required Experience

Years of functional/professional experience: 10 or more years of experience working in an IT Auditing position in the financial industry.

Years of supervisory or managerial experience: 5 or years of mangement experience

Combination of education and experience (years /description): 15+ Years

Field of Experience

Core Operating Systems

Mainframe (z/OS, CICS, RACF)

UNIX/Linux (z/OS, Solaris, AIX, HP-UX, Redhat)

Windows

Relational Database Management Systems (Oracle, SQL-Server)

Internet/Security Architectures (IBM WebSphere, Microsoft IIS, MTS & COM/DCOM, PKI, Wireless; Firewalls)

Federal Financial Institutions (FFIEC), Payment Card Industry (PCI), ATM, GLBA standards and best practices

Integrated and Operational Audit Experience

Communicate effectively, clearly, concisely, and accurately using written and verbal communications with all levels of management.

Maintains current on industry developments affecting areas of assigned responsibility.

Ability to multi-task and meet deadlines.

Audit experience in a regulatory environment