As a Compliance Assistant, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be:
- Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
- Conducting enhanced due diligence analyses
- Drafting formal compliance assessments
- Providing support and advice to the front office and management
Depending on the level of seniority, the following tasks may also be required:
- Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior
- Serving as the key point of contact for complex cases
- Optimization of internal processes, including the review and drafting of internal guidelines