This role is to handle Hong Kong Stock Exchange listing applications, Hong Kong Securities and Futures Commission waiver applications, and KYC request consolidation and other KYC-related matters. The work often requires liaising with issuers to obtain information and to work closely with lawyers from our Global Financial Markets practice on debt capital markets transactions.
Applicants should demonstrate good people skills and a good ability to work well in teams, as well as an ability to converse fluently in both English and Chinese.
- Hong Kong Stock Exchange Listing applications and the Hong Kong Securities and Futures Commission Part XV waiver applications, including liaising directly with the Hong Kong Stock Exchange, the Securities and Futures Commission,
- Guiding clients through the Hong Kong Stock Exchange listing application and Securities and Futures Commission Part XV waiver application process
- Preparing and consolidating KYC requests, and explaining KYC requests to clients and guiding them through the process
- Transcribing, editing and amending Hong Kong Stock Exchange listing applications, legal and other documents including offering circulars
- Convert, compare, copy type and proofread the same as necessary
- Plan, coordinate and set up of appointments and conference calls, internally and externally with clients and ensure that all appointments and conference calls are entered into lawyers' calendar