We鈥檙e looking for a Compliance Senior Manager to join our growing North America Regulatory Oversight Compliance team. In this role, you鈥檒l be a key partner in managing compliance related issues and risks throughout the issue management lifecycle.
You鈥檒l work closely with cross-functional teams and lead our efforts in enhancing our issue management framework, helping ensure Wise remains compliant as we scale. You鈥檒l also help to track and trend issues, create and communicate metrics to counterparts and Senior management. You will collaborate with product teams, operations, and leadership teams, and help embed compliance into everything we do.
If you're passionate about systems that make compliance smart, scalable, and transparent鈥攁nd you鈥檙e excited to work at the intersection of tech and financial services regulation鈥攚e鈥檇 love to hear from you.
Your mission:
As a Compliance Senior Manager, you will be on the front lines of a dynamic regulatory landscape, helping us understand what issues were identified, closed, remediated, and validated. You will work closely with your team to monitor issues and risks, provide insightful analysis to the business, and manage the lifecycle of our issue management process.
Your responsibilities will include:
Ownership of the Issue Management Process: Track and trend all issues from issue identification, to issue closure/validation and remediation.
Metrics and Reporting: Create metrics and reporting regarding issues in order to track timely completion rates and communicate issues with Senior Management.
Develop an Issue Management procedure specific to NorthAm: create a procedure to outline all steps needed to create an issue, track an issue, close an issue, validate and remediate an issue.
Conduct Root Cause Analysis: Support Compliance in conducting root cause analysis to determine why specific issues arise.